-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NsrlXAiNbzSykP9n4gzhoe9SXOsXdKgwhdeFxSwQy7ewf/RhWLbG1lgR7uLr39O5 uxvjti771ZkW9fmAnI2IdQ== 0000950135-09-000886.txt : 20090211 0000950135-09-000886.hdr.sgml : 20090211 20090211071455 ACCESSION NUMBER: 0000950135-09-000886 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090211 DATE AS OF CHANGE: 20090211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35468 FILM NUMBER: 09587522 BUSINESS ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PICTET ASSET MANAGEMENT SA CENTRAL INDEX KEY: 0001361570 IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: TOWER 42, LEVEL 37 STREET 2: 25 OLD BROAD STREET CITY: LONDON STATE: X0 ZIP: EC2N 1HQ BUSINESS PHONE: 011 44 207 847 5040 MAIL ADDRESS: STREET 1: TOWER 42, LEVEL 37 STREET 2: 25 OLD BROAD STREET CITY: LONDON STATE: X0 ZIP: EC2N 1HQ SC 13G/A 1 b73977cisc13gza.htm CADIZ INC sc13gza
 
 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

CADIZ INC
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
US1275372076
(CUSIP Number)
12/31/2008
(Date of Event Which Requires Filing of this Statement)

Check appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

 
 

 

                       
CUSIP No.
  
US1275372076 
 13G/A Page  
1 
   of   
1 
  Pages

 

           
1   NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

Pictet Asset Management SA (“PAM SA”)

The reporting person disclaim beneficial ownership of the shares reported, which are owned of record and beneficially by three non-U.S. investment funds, both managed by PAM SA.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Pictet Asset Management SA — Switzerland
       
  5   SOLE VOTING POWER:
     
  Pictet Asset Management SA: 932,769
       
NUMBER OF
SHARES		 6   SHARED VOTING POWER:

Pictet Asset Management SA: None
BENEFICIALLY    
OWNED BY  
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   Pictet Asset Management SA: 932,769
       
WITH 8   SHARED DISPOSITIVE POWER:
   
    Pictet Asset Management SA: None
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  Pictet Asset Management SA: 932,769
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  Pictet Asset Management SA: 7.80%
     
12   TYPE OF REPORTING PERSON:
   
  Pictet Asset Management SA: IA

 

Item 1.
          (a) Name of Issuer: CADIZ INC
          (b) Address of Issuer’s Principal Executive Offices:
777 South Figueroa Street
Suite 4250
Los Angeles,CA
90017
United States
Item 2
          (a) Names of Person Filing:
               Pictet Asset Management SA(“PAM SA”)
          (b) Address of Principal Business Office or, if none, Residence:
Pictet Asset Management SA:

60 ROUTE DES ACACIAS
GENEVA 73
SWITZERLAND
CH-12 11
          (c) Citizenship:
                    Pictet Asset Management SA: United Kingdom
          (d) Title of Class Securities: COMMON STOCK
          (e) CUSIP Number: US1275372076
Item 3. If this statement is filed pursuant to Rule 13d-1 (b), or 13d-2 (b) or (c), check whether the person is A
          Not applicable.
Item 4. Ownership
     The reporting persons disclaim beneficial ownership of the shares reported, which are owned of record and beneficially by three non-U.S. investment funds, both are managed by PAM SA.
          (a) Amount Beneficially Owned:
               Pictet Asset Management SA: 932,769
          (b) Percent of Class:
               Pictet Asset Management SA: 7.80%
          (c) Number of shares as to which such person has:
          Pictet Asset Management SA:
               (i) sole power to vote or to direct the vote: 932,769

 

 

               (ii) shared power to vote or to direct the vote: None
               (iii) sole power to dispose or to direct the disposition of: 932,769
               (iv) shared power to dispose or to direct the disposition of: None
Item 5. Ownership of Five Percent or Less of a Class
          Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
          Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
          See answer to Item 2 (a)
Item 8. Identification and Classification of Members of the Group
          Not applicable.
Item 9. Notice of Dissolution of the Group
          Not applicable.
Item 10. Certification
          By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
  Date : 9th February 2009
 		  
  /s/ David Cawthrow   
  David Cawthrow   
  Head of Compliance   
 
AGREEMENT OF REPORTING PERSONS
     The undersigned herby agree that the foregoing Schedule 13G is filed on behalf of the undersigned.
         
Pictet Asset Management SA
 		    
By:   /s/ David Cawthrow     
  David Cawthrow, Head of Compliance     
       
 

 

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